The team is committed to delivering a highly professional and integrated service, coordinating the listing process, and supporting the issuer through their application. We also act as our client’s ongoing sponsor and assist them in meeting their continuing obligations as a listed issuer on the exchange.

We provide advice to public companies and their advisers whether they are issuers, sponsors, lead managers, shareholders or underwriters. We also work alongside other international law firms as part of a wider advisory network.

Appleby is a registered Listing Sponsor with The International Stock Exchange (TISE). Our team also advises on applications for a primary or secondary listing on the Cayman Islands Stock Exchange and Bermuda Stock Exchange.

Our listing sponsor services include:

  • Advising on compliance with conditions to listing
  • Preparing the formal letter of application and vetting of the prospectus to ensure
    compliance with the relevant listing rules
  • Submitting the prospectus to the listing committee
  • Submitting issuer/director/sponsor undertakings
  • Vetting and submitting all further documents required under the listing regulations
  • Steering the application through the listing process and dealing with enquires from the TISE

Our ongoing sponsor services include:

  • Acting as the issuer’s principal channel of communication with the stock exchange
  • Ensuring the issuer complies with its continuing obligations under the relevant section of the listing rules (depending on the nature of the security listed)
  • Responding quickly to all enquiries made by the stock exchange on behalf of the issuer
Service Area Latest
2 Jul 2020 | News

Offshore Business Update

This is an update for our clients on how the authorities in our core jurisdictions are responding to...

30 Jun 2020 |

Protecting Personal Data – the New Normal

One unanticipated consequence of the COVID pandemic has been the huge increase in the collection of ...

Contributors: Jennifer Parsons
30 Jun 2020 | News

Mauritius Government further strengthens laws on money laundering and financing of terrorism

The Mauritius Government is continuing its efforts to further strengthen its laws on anti money laun...

30 Jun 2020 |

"Lockdown" or "Time to Break Free"?

Arguably one of the greatest strengths of the human race is our ability to adapt. Few people in our ...

Contributors: Richard Field
29 Jun 2020 |

Cayman Regulatory Newsletter Q2 2020

Appleby Cayman’s second quarterly publication of the year focuses on regulatory developments, incl...

24 Jun 2020 |

Continuance of unincorporated Foreign Limited Partnerships Into Jersey

Jersey has developed into one of the world’s leading financial centres, offering investors and pro...

Contributors: Chris Smedley
23 Jun 2020 |

The International Stock Exchange – The home of UK Real Estate Investment Trusts (REITs)?

Real Estate Investment Trusts (REITs) were introduced in the UK under the Finance Act 2006 on 1 Janu...

Contributors: Chris Smedley
23 Jun 2020 | News

Appleby Asia Group Head Judy Lee is recognised in the IFLR1000 Women Leaders List 2020

Leading offshore law firm Appleby is delighted to announce that Hong Kong based Asia Group Head and ...

22 Jun 2020 | News

The Mauritius Financial Services Commission issues its revised Guide to Fitness and Propriety

The Mauritius Financial Services Commission has issued its revised guide on the criteria it consider...

Contributors: Karishma Beegoo