The team is committed to delivering a highly professional and integrated service, coordinating the listing process, and supporting the issuer through their application. We also act as our client’s ongoing sponsor and assist them in meeting their continuing obligations as a listed issuer on the exchange.

We provide advice to public companies and their advisers whether they are issuers, sponsors, lead managers, shareholders or underwriters. We also work alongside other international law firms as part of a wider advisory network.

Appleby is a registered Listing Sponsor with The International Stock Exchange (TISE). Our team also advises on applications for a primary or secondary listing on the Cayman Islands Stock Exchange and Bermuda Stock Exchange.

Our listing sponsor services include:

  • Advising on compliance with conditions to listing
  • Preparing the formal letter of application and vetting of the prospectus to ensure
    compliance with the relevant listing rules
  • Submitting the prospectus to the listing committee
  • Submitting issuer/director/sponsor undertakings
  • Vetting and submitting all further documents required under the listing regulations
  • Steering the application through the listing process and dealing with enquires from the TISE

Our ongoing sponsor services include:

  • Acting as the issuer’s principal channel of communication with the stock exchange
  • Ensuring the issuer complies with its continuing obligations under the relevant section of the listing rules (depending on the nature of the security listed)
  • Responding quickly to all enquiries made by the stock exchange on behalf of the issuer
Service Area Latest
2 Apr 2020 | News

Appleby Bermuda Hires Two New Corporate Lawyers

Appleby Bermuda is pleased to welcome Kit Cunningham and John Small to its Corporate department.

Contributors: John Small
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Putting the Green into Greenback

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2 Apr 2020 |

Jersey cash box structures: a fast route to funding

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26 Mar 2020 | News

Offshore Business Update

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24 Mar 2020 | Deals

Appleby advises DBS Bank on financing for privatisation

Appleby’s Hong Kong office acted as BVI and Cayman Islands counsel to DBS Bank (DBS) on the acquis...

Contributors: Karina Li
20 Mar 2020 |

The Future, Now...?

“Is this the real life, is this just fantasy? Caught in a landslide, no escape from reality” ...

19 Mar 2020 |

Changes to Guernsey’s Corporate Insolvency Law and the Winding Up of Foreign Companies

January 2020 saw the States of Guernsey pass of the Companies (Guernsey) Law, 2008 (Insolvency) (Ame...

Contributors: Andrew Murphy
17 Mar 2020 |

Cayman Regulatory Newsletter Q1 2020

Appleby Cayman’s first quarterly publication of the year focuses on the topics making waves now, i...

17 Mar 2020 |

Hot topics

Update on the the new private funds law and amendment to the mutual funds law in force now.

17 Mar 2020 |

Economic Substance and Automatic Exchange of Tax Information

Economic Substance:  International Tax Co-Operation (Economic Substance) Law, (2020 Revision)