Appleby is now offering Compliance Officer and Money Laundering Reporting Officer services through its fiduciary and administration provider, Appleby Global Services (AGS).  Appleby has also expanded its training offering, devising and implementing training programmes for its clients which cover the AML/ATF and sanctions regime, data privacy and anti-bribery and corruption. Appleby has extended its compliance offering to include conducting AML/ATF and sanction programme audits.

Jarion Richardson specialises in designing and implementing compliance frameworks for complex regulated businesses and his experience leading on-site examination teams for the Bermuda Monetary Authority (BMA), as well as serving as the lead developer and instructor of the BMA’s specialist courses in AML, makes his technical expertise and understanding of the legislative framework unparalleled in Bermuda. Jarion is also an experienced and highly qualified Compliance Officer and Money Laundering Reporting Officer. Jarion previously ran his own compliance and regulatory consulting firm specialising in financial crime prevention including AML.

Appleby has a team of expert advisors across a range of disciplines allowing us to offer a one-stop shop on the whole spectrum of compliance issues from the routine and non-contentious, right through to complex, contentious matters and enforcement proceedings. Our team includes Sally Penrose who is head of our Regulatory corporate practice and John Wasty who is head of our Regulatory dispute practice.

Sally advises financial institutions, global corporations, professional and public bodies on a wide range of regulatory and licensing issues. Sally is a leading advisor on economic substance issues and has been actively involved in the Economic Substance Task Force established by the Minister of Finance. Sally is also a member of Appleby’s global Technology & Innovation group, providing comprehensive advice in connection with all aspects of initial coin offerings and the carrying on of digital asset business.

John has an extensive body of experience in dealing with the BMA and the Regulatory Authority of Bermuda in relation to AML/ATF, banking/financial institution, telecommunications, insurance and reinsurance, and fund regulation and enforcement issues including regularly advising Bermuda’s largest companies and their management in connection with On-site investigations, Warning Notices, Decision Notices and appeals of BMA and Regulatory Authority of Bermuda decisions. John also regularly advises on Production Orders.

We are pleased to welcome Jarion and expand on our Regulatory and Compliance Services. Our team’s deep understanding of regulatory requirements and technical expertise will ensure that Appleby continues to offer best in class advice on the regulatory issues facing Bermuda businesses. Please contact a member of the team if you have any questions or would like to discuss your regulatory and compliance needs.

More News
6 Apr 2021 | News

Appleby’s top tier Regulatory practice in Bermuda expands its Compliance Services

Leading offshore law firm Appleby has expanded its Compliance Services in Bermuda. Appleby’s marke...

Contributors: Jarion Richardson
31 Mar 2021 | News

Appleby announces new Partner and Counsel promotions

Appleby announces the promotion of three Partners and the appointment of five lawyers to the positio...

26 Mar 2021 | News

Appleby Bermuda partnering with SailGP and other sponsors to support Earth Hour

Greenrock is proud to announce that SailGP - the sport's pinnacle league that starts its season next...

10 Mar 2021 | News

Appleby Global Services celebrates second year with triple growth

Appleby Global Services (AGS), Appleby’s specialist corporate and trust services provider recently...

5 Mar 2021 | News

Appleby and AGS sponsor the 6th International Women’s Day Bermuda celebration

Appleby and AGS are pleased to once again be sponsoring and supporting the 6th International Women...

3 Mar 2021 | News

Appleby named Official Law Firm of SailGP Bermuda Grand Prix

Leading offshore law firm Appleby is the Official Law Firm of the SailGP Bermuda Grand Prix presente...

23 Feb 2021 | News

Bermuda announces new Economic Investment Residential Certificate

Individuals will now be able to obtain the right to reside in Bermuda in return for making an econom...

Contributors: Bradley Houlston
23 Feb 2021 | News

Appleby Bermuda to speak on Latin American Captives panel at the World Captive Forum

The Business Insurance World Captive Forum will be held virtually this year from 24-25 February 2021...

Contributors: Matthew Carr
19 Feb 2021 | News

WeSpeak Boot Camp

We are pleased to be WeSpeak sponsors and recently participated in WeSpeak’s first virtual Boot Ca...

Contributors: Vanessa Schrum